Internal Audit Professional Series - Module 13: Compliance Auditing

Conduct effective compliance audits covering regulatory requirements, laws, policies, and organizational standards.

This is Module 13 of the 18-part Internal Audit Professional Series, providing comprehensive compliance audit methodology.

📚 WHAT YOU'LL LEARN:

✓ Compliance Framework — Understanding the regulatory landscape

✓ Compliance Risk Assessment — Identifying and prioritizing compliance risks

✓ Regulatory Mapping — Tracking applicable laws and regulations

✓ Compliance Audit Planning — Developing compliance-focused audit programs

✓ Testing Procedures — Evaluating compliance controls and activities

✓ Gap Analysis — Identifying compliance deficiencies

✓ Compliance Monitoring — Ongoing assessment approaches

✓ Regulatory Reporting — Meeting disclosure requirements

✓ Remediation Tracking — Following up on compliance issues

📦 WHAT'S INCLUDED:

- 40 Professional Presentation Slides

- 8 Ready-to-Use Templates:

- Compliance Risk Assessment Matrix

- Regulatory Inventory Template

- Compliance Audit Program

- Testing Procedures Checklist

- Gap Analysis Worksheet

- Compliance Monitoring Dashboard

- Regulatory Report Template

- Remediation Tracker

🎯 WHO IS THIS FOR:

- Internal auditors conducting compliance audits

- Compliance officers and managers

- Regulatory affairs professionals

- Organizations in regulated industries

- CIA exam candidates

✅ GIAS 2024 ALIGNED | REGULATORY EXPERTISE

💼 CREATED BY: Amer Morgan, CIA, CRMA, CFE — 30+ years audit leadership experience