Internal Audit Professional Series - Module 6: Risk-Based Audit Planning

Develop comprehensive risk-based annual audit plans that align with organizational objectives and satisfy stakeholder expectations.

This is Module 6 of the 18-part Internal Audit Professional Series, beginning the Core Processes Level focused on audit execution.

📚 WHAT YOU'LL LEARN:

✓ Audit Universe Development — Identify and categorize all auditable entities

✓ Risk Assessment Methodology — Systematic approach to evaluating audit priorities

✓ Risk Scoring Models — Quantitative and qualitative risk evaluation

✓ Annual Audit Plan Creation — Step-by-step planning process

✓ Resource Allocation — Match audit resources to risk priorities

✓ Plan Flexibility — Building adaptability into annual plans

✓ Stakeholder Input — Incorporating board and management perspectives

✓ Plan Communication — Presenting and gaining approval

✓ Plan Monitoring — Tracking execution and adjusting as needed

📦 WHAT'S INCLUDED:

- 45 Professional Presentation Slides

- 8 Ready-to-Use Templates:

- Audit Universe Template

- Risk Assessment Matrix

- Risk Scoring Calculator

- Annual Audit Plan Template

- Resource Allocation Worksheet

- Stakeholder Input Survey

- Plan Presentation Template

- Plan Monitoring Dashboard

🎯 WHO IS THIS FOR:

- CAEs developing annual audit plans

- Audit managers responsible for planning

- Senior auditors involved in risk assessment

- Organizations implementing risk-based auditing

- CIA exam candidates

✅ GIAS 2024 ALIGNED | RISK-BASED METHODOLOGY

💼 CREATED BY: Amer Morgan, CIA, CRMA, CFE — 30+ years audit leadership experience

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